Description
Compliance Risk Management Course
Risk Assessment and Compliance Monitoring
Course Overview
In today’s regulatory environment, businesses need comprehensive compliance risk management strategies. Effective compliance risk management requires identifying potential risks, assessing regulatory impacts, and implementing controls. Our Compliance Risk Management Course teaches professionals how to manage compliance risks effectively and build resilient organizational frameworks.
This Compliance Risk Management Course is designed to equip professionals with the tools and knowledge needed to proactively identify, assess, and mitigate compliance risks. Through practical case studies, interactive discussions, and expert-led sessions, participants will gain a deeper understanding of compliance frameworks, risk assessment methodologies, and best practices in regulatory compliance.
Whether you are a compliance officer, risk manager, internal auditor, or business executive, this course will provide you with actionable strategies to build a strong compliance risk management framework within your organization.
Who Should Attend?
This course is ideal for:
✔ Compliance officers and risk managers
✔ Internal auditors and financial controllers
✔ Legal advisors and corporate secretaries
✔ Business executives and decision-makers
✔ Public sector officials and regulators
✔ HR professionals involved in compliance training
✔ Anyone responsible for compliance and risk management within an organization
Key Learning Outcomes
By the end of this course, participants will be able to:
✔ Understand compliance risk and its impact on business operations – Learn how compliance failures affect financial performance, reputation, and legal standing.
✔ Develop an effective compliance risk management framework – Establish policies, controls, and monitoring systems to ensure regulatory adherence.
✔ Identify and assess compliance risks – Use risk assessment tools and methodologies to detect potential areas of non-compliance.
✔ Implement strategies to mitigate compliance risks – Develop proactive measures to prevent violations and legal penalties.
✔ Navigate key regulatory frameworks and global compliance standards – Gain insights into local and international compliance regulations such as AML, GDPR, SOX, and industry-specific guidelines.
✔ Improve corporate governance through compliance best practices – Strengthen ethical standards and accountability within the organization.
✔ Ensure employee engagement in compliance culture – Learn how to train and empower employees to uphold compliance responsibilities.
Course Modules
1. Introduction to Compliance Risk Management
- Definition and importance of compliance risk management
- The evolving regulatory landscape
- Consequences of non-compliance: Financial, reputational, and legal impacts
2. Key Compliance Frameworks and Regulatory Requirements
- Overview of major compliance regulations (AML, GDPR, SOX, ISO 37001, etc.)
- Industry-specific compliance requirements
- The role of regulatory bodies in enforcement
3. Risk Assessment and Identification
- Compliance risk identification techniques
- Conducting risk assessments: Tools and methodologies
- Red flags and early warning signs of compliance failures
4. Developing a Compliance Risk Management Framework
- Creating policies and procedures for compliance management
- Establishing internal controls and monitoring systems
- Reporting and documentation requirements
5. Compliance Audits and Monitoring Strategies
- Conducting internal compliance audits
- Data analytics in compliance monitoring
- Leveraging technology for compliance risk management
6. Fraud Prevention and Ethical Business Conduct
- Identifying fraud risks and unethical practices
- Whistleblowing policies and employee protections
- Case studies on corporate compliance failures and lessons learned
7. Building a Culture of Compliance in Organizations
- The role of leadership in fostering compliance culture
- Employee training and awareness programs
- Engaging stakeholders in compliance and ethics initiatives
Why You Should Attend
✔ Gain practical knowledge on compliance risk management tailored for professionals across industries.
✔ Learn from real-world case studies and expert insights.
✔ Enhance your ability to prevent compliance violations and mitigate risks.
✔ Ensure regulatory compliance and safeguard your organization’s reputation.
✔ Get hands-on experience with compliance audits and risk assessment tools.
Course Delivery Method
- Instructor-led Training (Virtual or In-Person)
- Case Studies & Interactive Exercises
- Group Discussions & Q&A Sessions
Register Now!
Don’t leave compliance to chance equip yourself with the skills to manage compliance risks effectively and safeguard your organization from legal and financial pitfalls.
📞 Call 08035062583 for more inquiries, proposa or flyer
💬 Chat with us on WhatsApp at 09058069961
Resources & Industry References
To complement your Compliance Risk Management Course learning, we recommend reviewing these authoritative industry resources:
• Basel Committee on Banking Supervision – Global compliance and risk management standards
• International Organization for Standardization (ISO) – ISO 37001 for anti-bribery management and ISO 31000 for risk management frameworks
• IIBA (International Institute of Business Analysis) – Professional compliance risk assessment methodologies
• ACCA (Association of Chartered Certified Accountants) – Comprehensive guides on financial compliance and controls
• Banking Supervision Authority – Local regulatory requirements and compliance frameworks
Our Compliance Risk Management Course integrates these internationally recognized frameworks with practical, hands-on experience tailored for the Nigerian banking and compliance sector.
Seats are limited, register today!